Berufsbezeichnung:
Senior Compliance Officer with focus on Asset Management and Alternative Investments

Arbeitsbeschreibung:
We offer: - A challenging job as a Senior Compliance Officer with a focus on Asset Management, in particular Alternative Investments within the International Wealth Management (IWM) division - A role to oversee the compliance program of a FINMA licensed asset manager within the Credit Suisse Group, including maintenance and development of the compliance and governance framework - Chance to give guidance on existing Swiss and relevant foreign laws and regulations, regulatory developments, supervisory and governance structures as well as existing and new products - Routinely assess regulatory developments, inform key stakeholders about developments and their impact on the firm to determine appropriate actions to ensure compliance - Ensure compliance with registered investment adviser requirements with the U.S. Securities and Exchange Commission and CPO/ CTA registration requirements with the NFA/CFTC - A front role interacting with both Legal and Compliance and business senior management - This role will require ongoing certification under the Senior Manager & Certification Regime You offer: - Degree in law or economics - Minimum of 7 years of experience in the financial industry, preferably in the Asset Management area - Sound compliance experience - Knowledge of Investment Advisors Act, ERISA, Securities Act 1933, CFTC, MiFID II, SFAMA guidelines and code of conduct, FIDLEG/FinfraG, AIFMD, relevant securities and other relevant rules and regulations - Excellent command of English; German and/or French are an advantage - Structured, proactive way of working and motivated to initiate and drive projects, able to work independently but also a team player - Advanced MS Office skills Ms. F. Reiss (HLOD 23) would be delighted to receive your application: Please apply via our career portal.

Angestelltenname: Credit Suisse AG

Arbeitgeber-Adresse: Credit Suisse AG Büttenweg 16 8045 Zürich

Form von Kontakt: Franziska Reiss

Arbeitgeber Telefonnummer: +41 44 334 42 68

Stellenkurzbeschreibung: Wertpapierhändler, -makler und Finanzmakler

Land: Schweiz

Region: Zürich

Vertragslaufzeit: Unbefristet

Vertragstyp: Vollzeit

Erforderliche Ausbildung: Keine Angabe

Erfahrung: 5 Jahre und mehr

Quelle des Stellenangebots:
SECO,Öffentliche Arbeitsverwaltungen, Schweiz (Confoederatio Helvetica)

Fahrerlaubnis: Nein

Wie Sie sich bewerben: Weitere Angaben (siehe Beschreibung)

Gehalt Währung: CHF

Gehaltsperiode: Gehalt Periode nicht spezifiziert

Gehalt Besteuerung: brutto